Compliance manager

Full Time – 37.5 hours per week, Monday - Friday

Essential skills:

  • Previous Compliance role in the insurance industry
  • Strong understanding of FCA regulations
  • Complaint handling

Main Purpose of the role:

• Responsible for all matters of compliance across the business, ensuring we maintain the highest possible compliance standards, policies, monitoring and controls

• To ensure the highest levels of support for the business, the board of directors and sales teams

Compliance – high-level requirements:

• Ensure you provide a low risk, compliant environment for the business to operate within

• Responsible for the compliance manuals, policies and procedures, and the deployment of these into the business

• Ensure we have a robust checking and monitoring process

• Liaise and work with the company external compliance consultants

• Keep fully briefed and educated on all current and future compliance announcements and changes in both the areas of personal lines and commercial insurance

• Ensure our compliance strategy is executed in line with the board’s plans

• Ensure our GABRIEL, FCA and other portals are up to date and maintained

• Work with the Operations Manager to understand the needs and priorities of the business and the wider market to ensure that the compliance plan is effective

• Give support and direction to the Operations Assistant who is responsible for providing administrative support in compliance and business risk

• Liaise with other industry compliance professionals and pick up and implement best practice hints and tips

• Represent the company in audits, whether panel insurer, coverholder or FCA

• Oversee and input into CPD for the whole business to ensure it meets FCA requirements

• Guide the business towards Chartered Broker status

• Develop and manage relationships with key stakeholders as required to fulfil your role e.g. internal (senior managers, the board, Finance, Admin) and external (suppliers, partners)

To apply, please send a cover letter and a copy of your CV to